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Compliance Audit

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Through our proven audit process, we identify compliance gaps, provide remedies and work collaboratively to develop realistic and attainable action steps for implementation. We take the time to understand the subtleties and nuances of your underlying business model and combine our knowledge of the AML environment and regulatory expectations to assist in achieving a higher level of AML compliance.

"Dave's interest goes far beyond 'compliance'. He has a sincere interest in our individual business and success. Dave has become the 'go-to guy' with many of our members. He is always happy to help with sound advice and ideas on any business matter."

Kevin Opdahl | President, Washington State Pawnbrokers Association

Many institutions find The Consultants after having worked with other AML service providers. What they find with The Consultants are trusted partners with:

    • Considerable experience in the pawn industry and a deep understanding of the issues that may or may not be unique to you.
    • A collaborative approach, allowing each client to feel confident they are getting answers specific to their needs.
    • Extensive knowledge of regulatory expectations.
    • A reputation for being well-known, respected, and connected in the AML environment.
    • Superior quality deliverables in a quick time-frame.

Related Service

Compliance Program

With rare exception now, pawnbrokers are required to have, and maintain, an Anti-Money Laundering (AML) program. Banks are requiring them, while the IRS is actively auditing pawnshops and MSB’s to verify compliance.

Compliance Training

To be in compliance, you must provide proof of regular
training of your staff with regards to your policies and procedures related to your AML program. Employees must be trained within 30 days of hire and at least annually thereafter as a refresher.

MSB Audit

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The Consultants Audit Advantage

With any financial product that you buy, it is important that you know you are getting the best advice from a reputable company as often you will have to provide sensitive information online or over the internet.

With any financial product that you buy, it is important that you know you are getting the best advice from a reputable company as often you will have to provide sensitive information online or over the internet.With any financial product that you buy, it is important that you know you are getting the best advice from a reputable company.

With any financial product that you buy, it is important that you know you are getting the best advice from a reputable company as often you will have to provide sensitive information online or over the internet.

With any financial product that you buy, it is important that you know you are getting the best advice from a reputable company as often you will have to provide sensitive information online or over the internet.With any financial product that you buy, it is important that you know you are getting the best advice from a reputable company.

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